Creating a Best-Practice Due Diligence Policy

Protecting an investing organization: building an effective due diligence framework

Screen Shot 2020-04-24 at 12.29.02 AMFor professional investors, Operational Due Diligence (“ODD”) has become an increasingly important element of their process to allocate capital to third party asset managers. 

Internal and external stakeholders now see a DD Policy as best practice to establish a consistent, evidenced and auditable diligence process across all external manager relationships. When drafted effectively, a policy document guides daily activities, and equally provides a longer-term, strategic framework to oversee the inherent risks of a third-party manager program. Indeed, some global regulators have begun to identify ODD policies as a regulatory issue for prudentially regulated entities.

Contact us to learn more about developing a risk-based due diligence policy and how Castle Hall's 3 Steps of Effective Due Diligence provides a flexible, efficient and cost-effective solution to building and implementing a best-practice due diligence program.

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