DiligenceExpress

DiligenceExpress Form ADV – part of our next generation DiligenceHub portal - allows users to efficiently access information on any asset manager registered as an investment advisor with the US Securities and Exchange Commission.

That’s 20,000+ asset managers and more than 70,000 funds.

$103,552,507,159,066 ($103 trillion!) in Regulatory Assets Under Management.

541,504 individual DiligenceExpress reports.

And it’s all free.

Fully Comprehensive

DiligenceExpress presents Form ADV data in an easy to read format, available online or via a print friendly PDF. DiligenceExpress is fully comprehensive, with no restrictions as to access and content. This is not a teaser, limited use platform: DiligenceExpress presents complete form ADV information on all asset managers and private funds.

Automatic Update Notifications

Castle Hall provides automatic email notification when an asset manager you are following has updated their ADV filing. DiligenceExpress users can then leverage a powerful comparison tool to review changes to previous ADV filings. Prior Form ADV reports are fully archived, allowing you to monitor the chronology of an asset manager’s regulatory reporting over time.

Powerful Data Analytics

DiligenceExpress uses a proprietary algorithm to screen each ADV filing and highlight potential risk flags for every asset manager - including existence of disciplinary disclosures, a change in ownership, or a drop in regulatory assets under management. Users can then drill down into risks - single or multi-factor - across their full portfolio using flexible data analytics functions.

DiligenceHub Integration

DiligenceExpress is fully integrated into Castle Hall's broader due diligence workflow. After reviewing Manager and Private Fund level ADV information, you can progress to order a Reputational Due Diligence profile, add the asset manager and fund to DiligenceExchange, or complete a comprehensive OpsReview. Or add ESG, cyber or risk due diligence to that manager or strategy. 

What Can It Do?

Watch our introductory video to review the capabilities of DiligenceExpress, where we show you how to: 

1. Search for a Manager record
2. View DiligenceExpress Summary information and analytics
3. View Current or Previous Manager Form ADV filings
4. View Current or Previous Fund Form ADV filings
5. Follow a manager / fund
6. Compare filings to quickly identify changes

Set up ADV Monitoring for your Full Portfolio - Free

To get the most out of DiligenceExpress, we recommend following all SEC registered managers and funds in your portfolio. We welcome you to contact us by clicking on the live chat button if you'd like help getting your full portfolio set up with DiligenceExpress ADV monitoring. Our client support team is happy to help and set up managers and funds for you and your colleagues - all at no charge.