Industry News: Cyber

SEC Charges Transfer Agent Equiniti Trust Co. with Failing to Protect Client Funds Against Cyber Intrusions

Written by Cybersecurity | Aug 23, 2024 1:16:12 PM

2024-08-20

U.S. Securities and Exchange Commission (SEC): The Securities and Exchange Commission announced settled charges against New York-based registered transfer agent Equiniti Trust Company LLC, formerly known as American Stock Transfer & Trust Company LLC, for failing to assure that client securities and funds were protected against theft or misuse.

Read more...