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Industry News: ESG5

    SEC Charges Transfer Agent Equiniti Trust Co. with Failing to Protect Client Funds Against Cyber Intrusions

    Aug 23, 2024 9:16:12 AM

    2024-08-20

    U.S. Securities and Exchange Commission (SEC): The Securities and Exchange Commission announced settled charges against New York-based registered transfer agent Equiniti Trust Company LLC, formerly known as American Stock Transfer & Trust Company LLC, for failing to assure that client securities and funds were protected against theft or misuse.

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    Topics:North America

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